ISO 27001 Controls Checklist Compliance Roadmap to ISMS
There are 114 controls in Annex A of the ISO 27001 standard. Moreover, to achieve compliance, business owners need to create a statement of applicability that justifies including or excluding any controls. Evidently, the implementation of controls can be a daunting process. Thankfully, ISO 27001 control checklist helps to simplify this process. In this article, we will learn more about the ISO 27001 controls checklist and how it can help with risk assessment.
What Is an ISO 27001 Checklist?
If you are in the process of implementing ISO 27001 in your organisation, you may be curious about the ISO 27001 cost or have come across various checklists, and you may even be confused by the variety. Let us discuss the common types of the checklist in ISO 27001.
- ISO 27001 implementation checklist: ISO 27001 implementation checklist provides a roadmap that simplifies the implementation process. It contains steps such as creating an information security team, delegating responsibilities, aligning documents, writing the statement of applicability, implementing controls and internal audits.
- ISO 27001 certification checklist: The ISO 27001 certification checklist aims to simplify the entire certification process, and therefore, it also contains additional steps after the internal audit, helping organisations plan for application and subsequent surveillance audits.
- Internal audit ISO 27001 checklist: Internal audit ISO 27001 checklist contains the steps business owners can take to perform an effective audit that helps achieve compliance and identify all hidden non-conformities.
- ISO 27001 controls checklist: ISO 27001 control checklist contains a list of all the categories of information security controls, helping business owners understand the intricacies of Annex A and ensure that no critical section is overlooked.
ISO 27001 Controls Checklist; ISO 27001 Implementation Guide
Typically, the ISO 27001 controls checklist is provided either in a PDF or a smart sheet format so that business owners or ISO consultants can use it as a template to navigate through Annex A. Generally, in a tabular format, the column headings include section/category, requirement, assigned to, in compliance and last date of update. This format is preferred, as it allows business owners to delegate specific tasks to a particular individual and keep track of the progress of compliance as well as updates.
Let us look at the different sections in a typical ISO 27001 controls checklist:
1. Information security policies
Before reading the ISO 27001 controls checklist, read the “ What is ISO 27001” article on our website to get informed about this certification in detail. This section of the checklist contains three subsections, where business owners are required to delegate responsibilities regarding security policies that exist within the organisation, the security policies that have been approved by the management and highlight the evidence of compliance.
2. Organisation of information security
This section contains seven subsections. ISO 27001 checklist helps business owners define the roles and responsibilities, segregate the duties, verify the compliance with authority contracted, establish contact with special interest groups regarding all compliance needs, provide evidence of information security in project management, define policies for mobile devices and define policies for working remotely and by defining these options, they can benefit from advantages of ISO 27001.
3. Human resource security
This section contains six subsections where business owners are asked to define policy for screening employees before employment, define the procedure for HR terms and conditions of employment, define the policy for management responsibilities, define the policy for information security awareness, education and training, define the policy for disciplinary processes regarding information security and define the procedure for termination of employment regarding breaches of information security. Defining HR security is one of the most essential steps through the ISO 27001 process.
4. Asset management
This section helps business owners complete an inventory list of assets, complete an ownership list of assets, define acceptable usage of all assets through the creation of a definite policy, define a return of assets policy, define the policy for the classification of information, define the policy for labelling information, define the policy for handling assets, define the policy for management of removable media, define the policy for disposal of media and define the policy for physical media transfer.
5. Access control
This section contains 12 subsections, where the policy for usage registration and the registration is defined, user access provisioning is defined, management of privileged access rights is defined, management of secret authentication is defined, review of user access rights is defined, removal or adjustment of access rights is defined, the policy for secret authentication information is defined, the information access restrictions are defined, the policy for secure login procedures are defined, password management systems, privilege utility programs and access control to program source codes are also defined.
This section only contains two subsections describing the defined policy for using cryptographic controls and key management.
7. Physical and environmental security
This is the largest section of the ISO 27001 checklist, containing 15 subsections. This section helps to define the policy for physical security, physical entry controls, securing offices, protection against external and environmental threats, working in secure areas, delivery and loading areas, equipment setting and protection, supporting utilities, cable security, equipment maintenance, removal of assets, security of equipment, disposal or use of equipment, attended user equipment and clear screen policies.
8. Operation security
This section helps to define the policies for documented operating procedures, change management, capacity management, controls against malware, backing up of systems, information backup, event login, protection of log information, admin and operator lock, clock synchronisation and information system audit control. These steps are crucial in the ISO 27001 process audit.
9. Communication security
This section helps to define policies for the confidentiality of nondisclosure agreements.
10. System acquisition, development and maintenance
The section focuses on protecting application-based service transactions.
11. Supplier relationships
This section helps define policy for supplier relationships.
12. Information security incident management
This section helps define information management policy.
13. Information security aspects of business continuity management
This section helps define redundancies policies.
This is the last section in ISO 27001 control checklist, and it helps to define policies for intellectual property rights, contractual requirements, protection of records, regulation of cryptographic controls and technical compliance review.
Protect Your Business Data by Obtaining ISO 27001 with Edara System
The ISO 27001 controls checklist helps business owners navigate through Annex A, ensuring that no critical item is overlooked. If you have questions about ISO 27001 or need help obtaining this certification, count on Edara Systems help. To contact our expert consultants in Australia, just fill out the pop-up form on this page.